Compliance Verification Activity Report: CV1920-077 - Foothills Pipe Lines Ltd.

Overview

Compliance verification activity type: Emergency Response Exercise

Activity #: CV1920-077
Start date: 2019-04-01
End date: 2019-06-30

Team:

Regulated company: Foothills Pipe Lines Ltd.

Operating company: TransCanada PipeLines Limited

Province(s) / Territory(s):

Discipline(s):

Rationale and scope:

As part of the CER's annual compliance planning, Foothills Pipe Lines Ltd. was identified to verify the company's response capabilities during an emergency response exercise. TC Energy (current corporate name) held a full-scale exercise to train its staff and learn from local first responders in Crossfield AB on 1-2 Oct 2019.

Compliance tool(s) used:

Facility details

Facilities:

Regulatory requirements

Regulatory requirements that apply to this activity:

Observations (no outstanding follow-up required)

Observation 1 - Crossfield Full-scale Exercise Evaluation

Date & time of visit: 2019-10-01 08:00

Discipline: Emergency Management

Categories:

Facility:

Observations:

Exercise Planning and Conduct
 
An Exercise Evaluation Team of the Canada Energy Regulator (CER) attended a full scale exercise hosted by TC Energy in Crossfield AB, 1-2 October 2019.  This team consisted of an Inspection Officer (the Officer), an Emergency Management (EM) Specialist, a Communications Officer (Coms Officer), and a Safety Technical Specialist.  The exercise was held to meet the company’s requirement to demonstrate compliance to s.32-35 of the Onshore Pipeline Regulations. A Situation Manual and Exercise Plan were available and shared with the CER before the exercise. Other attendees included: company participants, industry participants (Enmax), facilitators, several coaches, the Alberta Energy Regulator (AER) and local first responders.
 
The exercise occurred over a 2 day period where each day concentrated on separate aspects of a response. This format gave most observers the opportunity to witness both the field response activities, the Incident Command Posts (ICPs) and the Regional Emergency Operations Centre (REOC) response processes which would have otherwise occurred in separate locations concurrently during an actual emergency.
 
On Day 1, the exercise structure was discussed and additional information on TC Energy’s pipeline and storage facilities was provided for participants. This first day consisted of command training for some participants and some initial response activities, including onsite response by operators, establishment of the company’s REOC and Corporate Emergency Operations Centres (CEOC).   Prior to the exercise commencing on Day 2, the facilitator went over the scenario, objectives and, rules of play (e.g. exercise duration, exercise artificialities, simulation, injects, participant roles, when to call the exercise over, how to stop the exercise (in the event of a real emergency) and the need for external communications to clearly identify that a real incident had not occurred. A pre-exercise safety orientation was conducted at Collicutt Siding Golf Course before responders were dispatched to the specific incident location (the site). This orientation included how to access first aid, site emergency procedures and any situations that would result in suspension of the exercise. The orientation was comprehensive, thorough and applicable to the hazards and actions to be expected throughout the day. At all exercise locations participants and observers checked-in utilizing the two tag system, where and individual would leave a tag at the check in location where they were present and at the entry of any hot zones identified.
 
Day 1 included the company’s immediate incident response and the set-up of an initial ICP at the Crossfield Storage Facility. The REOC and CEOC were also established at the Airdrie and Calgary offices respectively. While other participants were at the release site and at the ICP where exercise inputs and initial response actions were occurring, members of the Incident Command: Command and General Staff who were scheduled to be activated on Day 2 when Unified Command (UC) would be established, underwent ICS section-specific training.  Day 1 ended with a transfer of command from IC to IC which was repeated the next day so all participants and observers could experience it.
 
Day 2 consisted of the transfer of command from both the initial Incident Commander (IC) and initial ICP location to Company manager and a larger operational site (Collicutt Siding Golf Course).  Morning activities also included activation and resourcing of a full ICS structure in the ICP. Again, this set-up allowed initial responders, who were involved in Day 1, the opportunity to observe and learn another perspective of response management.
 
Notification and Reporting

Notifications from the ICP during Day 1 were completed in a timely and organized fashion. The pipeline release was confirmed and notifications to the REOC and Gas Control were made by operators immediately upon arrival to the Crossfield Storage Facility. While the responders located at the ICP were completing the ICS 201 form, both the RCMP and Fire Department (FD) were identified as requiring immediate notification in order to quickly get resources on site to support the response with traffic control and air monitoring resources.
 
All other agency and resource calls were completed by either the REOC or CEOC as per Company EM procedures which employs both Centres to support initial in-field response actions until a full ICS structure is resourced. During Day 1 activities, the level of emergency was not determined in an observable way to the CER team but was confirmed as completed later in the day.  Company staff provided supporting information that classification is part of the CEOC activities, which were not observed by CER evaluators.
 
Safety
 
A safety plan was developed for both the exercise and the simulated actions within the exercise.  Safety briefs were provided at all exercise sites on both days 1 and 2.  A unique contribution to the exercise was a list of safety “do nots” in addition to the standard list of safety “dos”.    During the ICP Command staff refresher training on Day 1, the company presented lessons learned from previous incidents such as the Nixon Ridge release in the U.S.  It was apparent to the CER Officer that safety lessons learned from those events were being rolled out in Canada and at the Crossfield exercise.
 
Upon initial response an emergency planning zone (EPZ) of 800 m was established and air monitoring was established at this demarcation and individual units were required on personnel entering the EPZ.  At this time the company coordinated with local RCMP to establish road blocks based on this 800m and integrated RCMP input into their planning and operations. On Day 2 a FD “strike team” was assigned air monitoring verification in order to reduce the 800m to 4 and then 200m. 
 
As mentioned above, company procedures established a supportive REOC while initial response actions occurred, this reduced the scope of work and multi-tasking typically required by initial on-scene technicians.
 
The CER’s Safety Technical Specialist noted that response’s identification of hazards and implementation of controls was thorough and well executed throughout the two days.  The Technical Specialist also noted that after the release was contained, and immediate threats to public and personnel safety were resolved, company staff then moved to ensure public mental health and well-being were considered and addressed. The Officer notes that this is an emergency management best practice occurring more frequently across North America.       
 
Response Management
 
At the onset of the incident, the Operations Staff located at the initial ICP (Crossfield Storage Facility) were observed activating their Emergency Response Plan by first verifying the gas release and completing the 201 ICS briefing form. Thus activating the REOC and requesting support from TC Energy Gas Control, local RCMP and FD assets thereby quickly increasing the ICS structure to promote and expedite a competent response. Once additional assets arrived on-site, Unified Command was established between TC Energy, and the local Fire Chief which was to ensure actions followed the ‘priority of response’ as indicated by L.I.P.S. (Life Safety. Incident Stabilization, Property and Environmental Preservation and Stakeholder Engagement) as outlined in the TC Energy Emergency Response Plan (ERP).  TC Energy also invited the RCMP into UC but they preferred to be there as an observer to improve their support efforts but not guide or direct the response.
 
The systematic use of pre-determined forms and processes was observed throughout the initial operational period at the ICP which allowed incident information to be relayed to the REOC. Update calls between the ICP and REOC occurred frequently and sometimes lasted for more than 20 minutes at a time which was seen to tie up ICP response momentum. For future incidents and training, the ICP needs to ensure that such update meetings are pre-scheduled and limited in duration to allow each response team the additional time to complete objectives set out for the operational period rather than being on the phone. The company also activated their mobile ICP trailer which set up a complete and self-sufficient post. This included computers, section table markers, ICS vests, situation update boards, printers and ICS organizational posters.
 
As noted above, the end of the Day 1 saw a completed Transfer of Command and ICP location, a vital step required for prolonged and larger responses. This process was observed to be slow and methodical, allowing the incoming Incident Commander the ability to interject and ask questions. The Transfer of Command process included all members of UC which provided a venue in which all pieces of pertinent incident information were passed on and properly documented.
 
Day 2 of the training focused on the second ICS/ICP operational cycle which started with a replay of the Transfer of Command. At this time the CER, was invited into UC, the role of CER Incident Commander was played by the Inspection Officer. Next came an initial situation update and progression into several scenario injects which continued throughout the day. The ICP, adopting UC, and driven by the Planning Chief, utilized the TC Energy’s Emergency Response Plan to effectively navigate through the cycle of the ICS planning ‘P’. This included the activation of all Command and General staff within the ICS structure and definition of overall objectives developed by Unified Command. The Planning Chief then promptly activated the Documentation, Resource, Situation and Environmental Unit Leads to begin development of strategy, tactics and resource documentation which eventually lead to an approved Incident Action Plan. Planning, Tactics and related pre-meetings were scheduled and held on time and to exact timings. The development of an approved Incident Action Plan (IAP) by the end of the exercise was above the initial goals of the exercise and was attributed to the hard work of participants and the overall design of the exercise.
 
Response Tactics
 
Response priorities identified at the ICP were defined as; maintain 800m EPZ, maintain wildlife stewardship, continue air monitoring and maintain preservation of evidence. Once the release was confirmed, the ICP’s initial priority was public safety and isolation of the EPZ. The Incident Commander notified and mobilized first responders to provide initial road blocks and air monitoring units. This was accomplished by setting up road blocks on highway 2A, 800m (later 200m) to the north and south of the release to prevent any public from entering the area. TC Energy’s initial responders then proceeded to complete the following public safety measures:

 
Once public safety was established and the EPZ was isolated, TC Energy responders began development of their initial response objectives which included request for resources from Gas Control and the eventual isolation of the pipeline. When initial pipeline isolation measures failed, due to exercise scenario inputs, responders promptly began to discuss alternative isolation measures to reduce the risk to the public and environment. These included looking up stream of the pipeline for other block valves, and potential ways to reduce pressure in pipeline by drawing it to flare. These response tactics were seen as effective ways to reduce the volume and release time of the incident.
 
Initial Staging Area was identified to be at the Collicutt Siding Golf Club however this was deemed to be a poor choice as the initial responders, who were staged at that location, were delayed getting to the incident site due to being caught behind a train that was passing through the area. This observation was deemed a lesson learned that was immediately changed in the incident response.

 
Environment and Socio-Economics
 
The company staffed the Environment Unit (EU) and the EU Leader positions within the ICS Planning section.  The Officer noted that the EU considered environmental sensitivities as appropriate for the simulated substance released. Species at risk were considered, made a priority, and incoming public information was monitored for reports of any negative wildlife interactions.
 
Commercial and residential impacts were also considered, monitored and including in planning during the exercise.  TC Energy customers were kept informed about outages of services and alternative sources of gas were secured for the local provider of residential electricity and heating fuel.

Communications
 
Communications and related equipment were effective and efficient.  Day 1, most communication was accomplished via phone and emails.  On Day 2 the company IC staffed an information technology unit and unit leader in the ICP to coordinate information and communications requirements of the ICS staff. At this time a Coms Officer from the CER was imbedded in the ICS structure with company Public Information Officers (PIOs)
 
The Liaison role, and office, was established with a Liaison Officer (LO) and several assistants such as a regulatory and an Indigenous liaison.  The CER Coms Officer observed the Liaison Officer conversing with the Fire Chief and RCMP on a number of occasions. The Liaison Officer frequently touched base with the PIOs throughout the day to provide updates on the incident as well as the initiatives they were rolling out (such as setting up an Info Centre). Tactics and key messages were discussed at length to ensure consistency.
 
An external communications strategy was developed and the Coms Officer noted that the threshold for activating the company communications strategy during an incident, was different than that of CER. Information on when a news release would be issued by the CER or TC Energy was shared between staff of both organizations working with the ICS structure.  This lead to improved communication results in the exercise as it would in a real event. 
 
It was noted that TC Energy communications staff take a turn each week being on call for emergencies. They also use a notification application that is activated during an incident and provides employees with:During an actual incident TC Energy confirmed that their Public Affairs Director would contact the CER’s Media Relations Director to open a channel of communication to ensure messaging is factual.  Information and communications materials would be shared – the CER would not approve their materials this coordination would be to ensure accuracy of information provided to the public by both organizations. 
 
TC Energy staff also have their own emergency “Communications Kit” containing all templates, forms, and phone numbers to be used in a response. Using this kit the PIO issued holding statements, “posted” to their social media accounts, developed an information web page, developed media responses along with a Q&A document, and responded to numerous “media inquiries.”
 
The Coms Officers notes that at this time company staff did not develop a news release nor a media brief. The decision was made by TC Energy staff to instead have more Public Affairs staff available to answer inquiries, monitor their a media phone line throughout the duration of the incident and have a Public Information Line set up where anyone could call and get information on the situation.
 
Operations Unit staff also had access to drones that would take images, at the request of the PIO, of the release site that could then be used for social media and other communications products.
 
 
Post Exercise
 
Overall CER staff note that the two day exercise was fast paced and achieved more than the exercise goals established from the onset.   For instance, an entire Incident Action Plan (IAP) was created and signed-off before the end of Day 2.  This achievement is attributed to keeping planning P meetings on schedule and focused on response priorities and objectives.  Another key exercise structural positive was the separation of observers from the main body of the exercise when required.  Observers were present throughout the exercise but well managed by pre-determined exercise design and the use of multiple ICS section coaches. 
 
As well Information was organized and laid out for command staff before their meetings which was advantageous to expediting decisions and overall information sharing. 
 
Having a deputy IC from the Crossfield Storage Facility, in addition to the main IC from the pipeline side of the company was a beneficial strategy as it expanded the breadth of facilities knowledge within the Command staff.
 
The lessons learned from the participants were to improve; staging area pre-location, and scheduling initial ICS 201 updates to the REOC. 
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Compliance tool used: No compliance tool used

Observation 2 - Response Management

Date & time of visit: 2019-10-01 09:00

Discipline: Emergency Management

Categories:

Facility:

Observations:

For future incidents and training exercises, the initial ICP should have pre-scheduled update meetings that are limited in duration to allow each response team the additional time to complete objectives set out for the operational period rather than being on the phone.
 

Compliance tool used: No compliance tool used

Observation 3 - Response Tactics

Date & time of visit: 2019-10-01 09:00

Discipline: Emergency Management

Categories:

Facility:

Observations:

The initial staging area was identified to be at the Collicut Siding Golf Club however this was deemed to be a poor choice as the initial reponders, who were staged at that location, were delayed getting to the incident site due to being caught behind a train that was passing through the area.  This observation was deemed a lesson learned that was immediately changed in the incident response. Future planning should identify train tracks or other potential impediments to movements of personell and equipment.

Compliance tool used: No compliance tool used

Observations (company follow-up required)

Identified non-compliances to company plans or procedures are non-compliances either to:

- the condition of an authorization document that requires the implementation of that plan or procedure; or

- the relevant section of the regulations that requires implementation of that plan or procedure including those sections that require implementation of plans or procedures as a part of a Program